Organizing relations or functions?

- Different Perspectives on the Organization of Swedish Healthcare

©Ove Jobring, Stig Larsson

October 1994

Abstract - In the Swedish public health care strategic perspectives and organization is changing due to shortage of resources, new technology and reevalutations of patients involvement in the health care process. However, the reorganizings can be seen as at least two developments. They can be seen as functional improvements based on a traditional logic. Alternatively they can be seen as initial steps to introduce new logics. In the first logic the focus in the change process is on the improvements in the internal functional efficiency and in the second on the external relational effectiveness. In this paper these two points of departure form the basis for discussing different outcomes of the reorganization process.

REARRANGING THE PAST OR CREATING SOMETHING NEW?

Today, extensive rationalization is taking place within Swedish healthcare. Attention is being paid to lower costs and increased efficiency within the traditional logic and established functions. Thus, healthcare rationalization problems have often been tackled by squeezing the in-house organization also where introduction of new organizational arrangements could have had more effect. However, there is no clear guidance on how alternative forms, such as loosely coupled networks can be developed, despite healthcare today, with its many specialties, being completely different than it was when the current hierarchical organizational forms came about. The solidly integrated hierarchical structure has, through increasing complexity, become difficult to manage and analyze in regard to effectiveness. This is also why we in this report contrast traditional functional efficiency improvements with the introductions of an new relational arrangements logics for the Swedish health service.

Specialities are becoming more differentiated and new relations between specialities and between system and patient have to be developed to make resources effective in use. Despite health care being largely a heterogeneous activity, it is administrated by uniform approaches and methods. The hierarchical structure has been characteristic of public sector activities under the folkhem concept, a euphemism for Sweden's womb-to-tomb welfare state, where it was a case of creating equal social security for all. This clashes with a concept of differentiated or individualized service. Clegg (1991), meant that we today are experiencing a trend towards post-modern perspectives where the organization of activities no longer can be based on only one dominating principle, being the case in for instance bureaucracies. Following such lines of thinking the rationalization has to be accompanied by recognition of heterogenity and contextual natural relations and value chains. The traditional organizational approach has its roots in positivism and functionalism while the challenging approach is more based upon inter-subjectivism and relationism. From there conceptualizations of health service values and differentiated system dimensions can be approached in contrast to seeing an established system as the departure point for approaching changing expectations.

All-embracing changes within Swedish healthcare

Day to day to life concerns operating decisions and, quite naturally, many such decisions are made in the Swedish healthcare of today. However, also the number of strategic development decisions taken in healthcare during recent years is impressive. By strategic development we mean large all-embracing changes which affect the basic structure of the organizations.

The impressive number of strategic changes is perhaps in itself a measure of the value of the rejuvenation requirements existing within Swedish healthcare, just as well as it occurs in other countries (Forunier 1992, Marszalek-Gaucher 1990, Riddell 1992). Of cource it can always be discussed what is strategic developments and how strategy and structure is percieved by different interest group and actors. In the former stable environment strategy was linked to long-term planning procedures. Later on the perception changed towards visions and measures to achieve stability in a changing world. Today it seems that, due to unpredictability in the environment, major measures in the direction of flexible specialization (Piore and Sabel 1984) and extensive use of external partnerships are coming into focus we we identify strategic developments.

We have selected the following measures as strategic. This list is based upon material from county councils, daily newspapers and publications from the Federation of Swedish County Councils. County Councils in change 1990, and interviews and discussions with representatives of healthcare.

1. Performance-related reimbursement to units
Reimbursements are paid for the specified services that different units produce instead of through fixed allocations. Tariff setting is done, for instance, through DRG (Diagnosis-Related Grouping) systems. A system for cost calculation which allows the cost of a certain healthcare performance to be related to an average value.
In the Bohus County Council, a computer-based system for the tariff setting of services, known as Transition, is being developed.

2. Purchasing-selling systems
An area or a unit is given financial responsibility, and must also pay the costs of healthcare or services purchased from other units or areas.

3. Performance units
Certain service units are being converted into performance units which in some cases also entails the recreation of some units as companies (such as, for example, real estate companies). Thus, a balance sheet is created within the performance unit. Most usually, however, it would seem to be that only one income statement is produced for the unit's costs and revenues.
Through a DRG system, for instance, a performance unit can be paid in arrears for its performance.

4. New forms of activity :
Inside contracting
In principle a limited contracting out, but which primarily means, however, that the trusteeship, eg the hiring of staff, remains within the county council, but that inside contractors have in practice an extensive responsibility for the running.

Co-operatives
New forms of organization are being tested, eg in the form of co-operatives. Staff co-operatives are to be found here, but user co-operatives are also being developed.

Outside contracting
Units are put out to private outside contractors, eg clinics.

5. Population-based
Distribution of resources
A new way of distributing resources. Allocations are calculated in accordance with the consumption requirement within a specified area and not, as previously, in accordance with the production capacity of the healthcare. The idea has been expressed as a way of bringing the county councils from planned economies to market-governed systems.

6. The municipality as a basis for division
In several county councils, new parliamentary organizational structures are being linked, not in accordance with the traditional boundaries of the county councils rather in accordance with municipal boundaries. This will lead to a more decentralized administration, a coming closer together of the political leadership and the public responsibility. (The legal responsibility of the clinical healthcare service to plan healthcare based upon the needs of the public.)
Clinical healthcare and municipal boundaries are thereby placed on an equal footing.

7. The Care of the Elderly Reform and the municipalities
The municipalities will be assuming the responsibility for the running of, among other things, nursing homes, group dwellings and day centres.

8. Healthcare without borders
Is now being introduced on a wide front. From the Federation of County Councils, this has been claimed as something to be pursued.

9. Development from specialized healthcare to joint wards
Examples are general surgical wards which have been developed into a joint ward where patients with medical, urinological and general surgical illnesses are treated.
Departments for internal medicine, general surgery, urinology, orthopedics, gynecology, general medicine and emergencies have been coordinated into a joint department.
The endeavour is that the patient, as far as possible, will be treated by different specialists in one and the same unit instead of being moved around between different specialists and functions. Improved acquisition of know-how, increased flexibility and co-planning gains are other aims.
Beds common to the surgical, orthopedic, gynecological and urinological clinics.

10. The family doctor system
Doctors are attached to a fixed patient group. In principle, all citizens will meet the same doctor when visiting surgeries and clinics. This reform is expected to increase the relational values between patient and doctor.

The strategic changes have entailed increased external purchasing. We lack, however, a collective assessment of the rationalization effects of this. In an article concerning the United Kingdom, it is claimed that, among other things; "The purchasing of services within the healthcare sector is estimated to have saved [[sterling]]50m per annum, of which approximately [[sterling]]30m was achieved by the in-house administration being forced to be become more efficient as a consequence of competition." (The Co-operative Institute 1990).

Some of the above mentioned changes have been met by heavy critisism. Conflicts in change processes can often be traced to defences in the former system, uncertanties and a general tendency to use generalized organizational solutions regardless of differences in nature of problems. As several of the mentioned changes are just introuced it is impossible at present to evaluate them. However, they can more or less be allocated to the relation or function perspectives focused on in this report and to tendencies to increase or decrease the hierarchical integration in the Swedish health care system.

In the following we will use the above mentioned measures as a background for an analyze if the measures can be judged as rearrangments of the past functional logics or desintegrations from internal hierarchies toward external contracting in loosely coupled reelations in networks.

Network or Hierarchy?

The hitherto solidly integrated and hierarchical form being worked under today can be contrasted with loosely connected network forms kept together by different forms of collaboration construction based upon selective integration. In the hierarchical structure we see the highly efficient and independent profession in the center of the work process while we in the network perspective see contextual clusters of relations. Networks based on selective integration can be a strategic perspective for scrutinizing a range of the problems that healthcare has, eg municipalization of clinical healthcare, healthcare without borders, etc. In loosely connected collaboration forms, heterogeneity is recognized as a departure point for collaboration (Håkansson 1990). Also, network partnerships are regarded means oriented arenas where sharing of aspirations, intentions or goals may result in mergers but also where dynamics are fostered by the partners different objectives.

In the report, we describe an ideal model for networks, related to a value-added chain, and apply the model to the situation and growth trend of Swedish healthcare. The empirical background to this healthcare structure is primarily a study that the authors recently conducted within the Östergötland County Council (Jobring /Larsson 1993).

By networks, we mean different contractual forms between specialized, detached functions with the aim of achieving rationalization through parallelization and direct connection of streams instead of in sequential streams. In an hierarchy the coordination of two or more functions is handled sequentially through a superior level. In market structures the sequentiallity is the result of no coordination at all. In the network coordinations is handled through direrct parallelization of certain functions in a process. Such collaborations can have a semi-hierarchical character, ie one of the units participating in the network dominates the coordination, or can be more mutually dependent on power balances and the aim of the coordination.

Seen from a certain organization's perspective, networking deals with mastering external relations and thereby the specialization of its in-house know-how. The issue has, during recent years, increased dramatically in interest through the environment having become increasingly unsettled, complex and unpredictable. At the same time, greatly improved information technology has enabled the external organization of networks in cases previously directed towards intra-organizational governance. Through network-oriented contractual collaboration, services can be differentiated and individualized without increasing coordination costs, since the coordination is selective.

The model we use to describe healthcare networks consists of a number of related concepts which together create a logic. Our attempt is however tentative and there is a great need for dialog with research fellows and actors in the health service in order to develop things further. One departure point is that in a unit, the core tasks are focused upon and the supplementary details, in connections ever looser with the more peripheral, in various ways, the task becomes, are contracted out. Another departure point is that a multidimensional view of structure and governance is necessary, since the coordination deals with different resource bases, specific connections and non-homogeneous operations. The focus of the analysis, thus, lies in the uniqueness that unites these factors into a network arena.

The dialog is central to the development of new know-how. The idea behind this report is to critically scrutinize where the organization is going, hopefully elicit reactions and go on. In order to make the departure point for the dialog concrete, we have differentiated between a functional perspective and relational perspective of the ongoing rationalization of Swedish healthcare. The former represents measures based upon the established basic values with activities at the centre while the latter is based upon more post-modernistic values with the client/patient relation at the centre.

Organizing relations or functions?

Working with internal hierarchies or disintegrated forms basically deals with different basic perspectives, which have above been juxtaposed as rearrangements of the past or creation of new realtions. We have also refered to eventual general tendencies from perceptions of values in modernistic versus post-modernistic rationalities. We make the ideas concrete by differentiating between organizing relations from the client/patient into an organization, which we see as embryos to changed basic logics, and organizing functions from the existing organization out towards patients and partners, which we see as a continuation of established logics.

Organizing functions is an expression for an integration perspective. Control of the efficiency of the production process is important in this perspective, since it is the splendour of the product that is to convince the customer of its usefulness. Uncertainties in the processing chain are reduced in different ways and thereby the prerequisites for optimizing and rationalizing activities are created and the customer is induced to adapt to it.

If there is an organize functions perspective, then the representatives of the organization regard themselves as experts and offer services; "we offer them a product". Their relation with the market and suppliers is an us and them one. Central concepts for the integrator are ones like crowded sectors in the processing chain, production bottle-necks, volume, economies of scale, percentage allowances to cover fixed costs or performance-related reimbursement and rationalization of the processing chain through making processes uniform. Variations in demand, healthcare without borders and patient input are regarded as interfering with efficiency.

During the 40s, 50s and 60s, it was a case of building up, through expansion, a healthcare service which would be able to meet the demands for an equal and quantitatively comprehensive healthcare service for all. The solution to the problems existing in society was large scale and centralization. The environment was relatively stable and, over and above all else, it was considered predictable. Prognostications and assumptions had a relatively high reliability. As the environment was characterized by predictability, stability and growth in a continually increasing demand, the perspectives became institutionalized into; "we organize for them".

Today, the allocation of funds to the public sector is falling, as opposed to previously when it was rising. Growth in the economy is close to or under zero. The turbulence in society has increased and the stability, and with it the predictability, has fallen. We are getting a continuous process in which the players are seeking various predictable and discernible lines of development along which they can manage the reality. In the lack of alternative success models, this will lead to a cheese paring style of rationalization in a continuous and organizationally confused process of change.

In pace with technology etc providing more and more specialization and the striving for differentiated social intercourse with patients and between institutions, it will be important to organize relations rather than functions. Organizing relations, in the Swedish healthcare structure, is equal to having a disintegration perspective. For those working with the disintegration perspective, new concepts are prestige words for the activities: link or bind the supplier to the activity. Long-term and lasting relations, mutuality and confidence between the partners as well as flexible and dynamic structures.

In a differentiated and complex development, it becomes more important to meet service requirements to find and communicate an effective relation oriented concept than to focus on streamlining a function. If we have a relation perspective, we start out from the demands of our environment and work our way in towards the core and the functions of the organization. If we have a function perspective, our departure point is the functions and keeping the core itself in focus in order to understand the organization and we work our way outwards towards relations. In principle, in a relation perspective the function is depending on the relation. In a function perspective it is the way around. So, in the relation oriented perspective service is a shared relation and process between two partners such as a supplier and a customer while from a function oriented perspective service can be seen as a result of specialization and profession.

The function-oriented outlook shows itself in, among other places, how the quality of healthcare is assessed. Quality has traditionally been defined in input criteria, such as the approval of pharmaceuticals, the authorization of professional healthcare categories, etc. The Bohus County Council, however, has recently tried to establish a more relation-oriented quality consciousness. A care event has been defined as a patient-related stream in a treatment situation. Within the care event, beneficial quality (determinable return from the treatment), experienced quality (patient preferences) and organizational quality (the organization's image, etc) have then been defined. The experiences from the trial, however, showed that it was difficult to reconcile the staff's understanding of quality (based upon a function outlook) with the stream-oriented information (based upon a relation outlook).

In general about networks as an organizational idea

The development of new forms of organization in the form of networks has primarily attracted attention in conjunction with corporate development in the private business sector. The reason for this is that factors such as the increased complexity of service requirements, globalization and turbulence in the corporate environment are coercing new organizational solutions. Incongruities between the old organization and the new environment have arisen as a consequence of the environment's having changed, thus entailing new and increasingly palpable provisions. Barreyre (1988) discerns six different imperatives, as they are known, which put demands on the organizational development:

1. Accelerating technological change and shorter product life-spans are increasing the demands on capital and know-how.

2. Discontinuities are accentuating the demand for organizational flexibility in the short-term and strategic mobility in the long-term.

3. Difficulties in retaining a satisfactory yield in a world context characterized by crises.

4. Increasing complexity through a multiplicity of products and large variations between the processes needed to produce each separate part.

5. An increasing number of laws, regulations and ordinances which constitute social limitations for companies in the West.

6. Intensified worldwide competition which is both the cause and the effect of corporate efforts to obtain increased productivity through economies of scale.

Company and activity are thus concepts which have recently undergone change and obtained a new meaning. The local company has developed symbiotically with worldwide organizations. Activities can no longer be analyzed in isolation in-house, instead more often being seen more as a function of a larger external context. Thus, the old industrial concept is anachronistic, exclaims Skinner (1978), for two reasons: 1) Its management concept are outdated, focusing on cost and efficiency instead of strategy and on making piecemeal changes instead of changes that span and link the entire system. 2) Its infrastructure contains such conflict and paradox that the expectations and desires of its people are too often incongruent with the imperatives of its technology, the demands of its markets and strategies of its managers.

Traditional borders are erased and demands are placed on the rejuvenation of management and organization design where the coordination capability is an important ingredient. The capability of organizations to control and govern external resources thus becomes an increasingly decisive factor for their expansive ability or potential to react to changes in their environment.

If the production chain is seen as a manufacturing process, it will also be developed more and more downstream towards the customer/client and the market. Customer-oriented companies are becoming increasingly dependent on external contacts and less and less on real resources (Larsson 1989). They tend, consequently, to develop complicated networks in order to bind their own know-how with regard to customers and customer contacts to the trailing stages of the manufacturing process (Norén, 1990). As the relation with the client/customer is seen as a future cramped resource, customer-dependence will thus be the strategic device around which resources are grouped.

Strategic organizational development can, in principle, take place in two different ways; through integration, such as mergers, corporate acquisitions or wholly-owned subsidiaries, or through disintegration, ie the transition to loose connections in different forms of network such as joint-ventures, license agreements, contract forms, franchising, etc. Since Swedish healthcare is strongly integrated, our main interest is disintegration in order to enable the differentiation of relations.

Barreyre (1988) described networks in a business trend he designated impartition. It was defined thus:

"An entrepreneurial behaviour which consists of casting other firms (partners) for different parts of its overall system of activities. A firm imparts when, in order to allocate its own resources to activities more congruent with its strategic objectives, it contracts out instead of doing in-house."

Barreyre (1988, p.507)

An organization imparts when it chooses between doing a job in-house or contracting it out. Impartition also entails a number of long-term consequences for companies. It affects, for instance, a company's capital restriction, as the company isn't itself responsible for the necessary investment, leading to consequences for the organization's production, organizational and management structures.

In the strategic instructions for a company, it can thus be stipulated, for example, "contract out, unless....", entailing a direction to develop external relations in the working process as soon as an analysis shows that a relation investment is a feasible alternative to in-house resource investment (Larsson 1993).

An organization working with an impartition policy, should accordingly in our opinion with time develop to an increasingly open system. The organization should become flexible instead of rigid. The organizational structure is simplified, to a great extent, to contract relations. Impartition can be expected to lead to a more innovative management in relation to the environment, a better feeling and sensitivity to changes in the environment since there is more intensive interaction externally. Impartition increases the ability to differentiate and develop the organization with an increasingly complex and changeable environment at hand, since there isn't such large in-house manoeuvre inertia in resource restrictions.

According to Miles and Snow (1986), many organizations will in the future be organized in accordance with concepts which can be referred to vertical disintegration, networks interwoven by internal and external agents, interactive communication systems and the market substitute for administrative techniques. The interplay between companies they designate dynamic networks by which they mean a network where decisive components can be linked and changed flexibly with the aim of meeting complex and changing structures. They regard the most important ingredients in the new situation as being:

Agents: Business: functions are linked by an agent, ie someone who takes on a coordinating function. The agent's significance varies from occasion to occasion.

Market mechanisms: The main functions are held together by market mechanisms rather than plans and governance devices. Contracts and payments for results are used in preference to operational reports.

Developed information systems: Communication takes place through interactive computer communication, giving simultaneous and immediate results.

Each part of the network, each function, is required to contribute with its specific know-how. Miles and Snow claim that a successful organization's requirements for innovation and efficiency can be met and organized through different units which contribute with complementary endeavours. They are based upon separate strategies with disparate, primary and distinctly formulated know-how.

Thus, the know-how in the network is supplementary rather than competitive. This supplementing means that, through the network, complex situations and rapid changes can be met. The choice of know-how takes care of itself, there exists an implicit dependence-relationship between the various functions.

Disintegration as a strategy for change will not, however, be valid until the disintegrating organization creates the prerequisites for effectively governing external potentials and synergies. Disintegration is a development strategy which is learnt and which should permeate the organization over a long period of time. This is not a question of short-term cost cutting campaigns or simplified commissioner-manufacturer models. Barreyre (1988) shows that impartition is a development strategy which is closely associated with the organization's know-how, its experience or, if you like, its life-style. Perhaps the most important point is that disintegration is a form of conduct, an attitude towards the manner of organizing the activities.

Differentiated view of service organization

Specialization always means delimitation vis-a-vis other areas of specialization or consumption. If the content of a relation between two partners is unequivocal, as with regard to, for instance, standardized goods and services, it can be described as transaction-oriented behaviour. This means that utilities are exchanged while in less specialized and not as unequivocal contexts utilities are shared or assistance is rendered. In the former case, the financial transaction is at the centre while in the latter, it is the social communion.

A surgery clinic may, for example, act towards its environment with a transaction-oriented perspective, since it works with well delimited know-how, technically determinable method and short-term relation with the client. Within the field of care for elderly people, a completely different perspective on relations is of course necessary, since a long-term social communion between healthcare actors and patient is being striven after. The entire healthcare organization can be seen as a conceptual interface between financial, organizational and sociological theories. In healthcare, the know-how and client relations of different clinics is an expression of such different constellations (Lindkvist/Cederholm 1992).

The transaction cost theory for social intercourse between partners on a market has, for a long time, been a lodestar for how organizations come about and change (Coase 1937, Williamsson 1975). The focal point of the theory lies in the cost of social intercourse, but it also has a one dimensional departure point instead of, in a differentiated market structure, having to have different explanations of why and how relations are organized with, among other things, sociological instead of financial departure points.

In the transaction theory, resources are transaction-specific, eg in equipment, situation, customer or know-how. In order to be able to work efficiently, companies adapt, according to that model, to one another in a processing chain. The transaction-specificity increases through specialization and a more continual relation is obtained, which under the stable conditions prevailing previously, has favoured a hierarchical order. Highly integrated relations are assumed to entail low transaction costs as the transaction takes place within one and the same organization. At the same time, however, administrative costs and regulations increase in conjunction with the integration, the forming of standards etc creates rigidity.

What is missing in the transaction cost theory, when a relation perspective is discussed, is its frontage, ie the value of social intercourse. In this case, we prefer to talk of interactions instead of transactions. Here it will not be a question of the exchanges from various transactions between partners, rather of the value of the long-term dynamic and socially oriented intercourse. The focal point will not then lie in each respective work unit, but on the transformation of value in the relation between the units of the partnership or what Barreyre (1988) called impartition processes. It has also become increasingly popular to define an organization's task as "creating value for its customers". Companies are being described more and more as value supply systems (Bengtsson/Skärvad 1993).

Value creation can be seen as an interactive process in a transformation in a shared process between two or more partners while in the transaction cost theory, relations are reduced to transfers and value creation is a function`s internal matter. We can thus say that, in all organizing over longer periods, there is a struggle between what it costs to have social intercourse and what is obtained from it in the long or the short-term, which in healthcare can't be solved generally, rather only through an assumption of heterogeneity that each relation is in principle unique (Håkansson 1990). Thus, values in health care services is generated both as competences within functions and in relational developments between functions. Generally speaking, a transactional approach can be effective when the service product is well defined and does not require long-term relations while many health care processes are socially oriented and a relational approach is more natural as the basis for organizing functions.

A tentative model

When an organization is facing a strategic reorganization problem, it is forced to make conscious a concept which will be able to carry the activities further. It also has to be made concrete in system terms in order that the organization's own resources can be concentrated on the most important parts and can collaborate with external resources on supplementary system components. Further, it must be made clear how different equipment, services etc will be integrated into the in-house system. External partners divide networks into various functions like logistics, production, distribution and purchasing with varying degrees of mutual adaptation. Each partner invests in the network with the particular and unique know-how or resource that the network demands.

When an operation is analyzed in a network dimension, things like efficiency, quality etc are assessed in different characteristics throughout the entire processing chain. In the current systems, representatives for the areas of activity tend to delimit efficiency assessments solely to the individual healthcare functions.

In-house endeavours tend, in network organizing, to become an ever smaller part of the whole. It can be said that work is done partly in parallel between functions instead of sequentially.

The network consists of, in principle, know-how resources, units and various forms of link (contracts) between the resources. The services in the network come from different directions and are united in a composite healthcare performance. In order to work with these forms, a public market principle is necessary which supplements or replaces current cost-based performance-related reimbursement.

The tentative model that we are outlining for network organizing thus builds upon, among others, the following basic assumptions:

* Multiplicity of types of activity

* Competition and collaboration on resources and know-how between organizations

* Flexibility through coordinating specialized partners

* Products are defined as a customer performance instead of a physical product or service

* Specialization takes place within detached or partly integrated units

* Leadership and well-developed social interactions will carry, in the majority of service fields, the activity's specific nature

* Social intercourse between customers and suppliers will be characterized by long-term trustful interactions

Some central concepts for describing the quality of service, based upon a network perspective, are as follows:

Healthcare concept

Different performance criteria expressed in the subjectively experienced and communicated benefit of the interaction in the healthcare chain.

Healthcare system

The combination of different services into a functioning operation.

Clinical healthcare services

Denote components such as doctor input, technical aids, etc. The performance we are assessing here is the efficiency in the utilization of the available concrete production components.

The factors of the concept offered as a form of social intercourse must qualitatively balance with the system quality offered in the working process. In the daily social intercourse, it is the carrying out of the concrete services by the healthcare staff which mirrors all dimensions. On a "service plattform" several dimensions such as image, service defslivery system, cultural aspects etc. form a "total service performance".

With a focal function at the centre, there will be an increasingly more loosely linked collaboration from the centre to the periphery, depending on the opportunities for standardized intercourse. Doing is related to the internal structure, ie a traditional command structure. Contracting out can be compared to a federal negotiating system. This builds upon mutuality, with regard to both values and financial benefit. Purchasing is referred to competition systems. Here, a service is purchased in the form of a finished customer concept or physical product.

THE SWEDISH HEALTH SERVICE DEVELOPMENT DIRECTIONS

The concept pair Relation/Function perspectives and Integrated/Network organized can form the basis for a preliminary analysis of the strategic development of Swedish healthcare. The concept pair can be illustrated as follows:



Figure 1: The strategic compass of healthcare?

What we mean by relation and function orientation has been described above. In an "integrated" structure we see the hierarchical form as the basis for coordination. In the "network organized" strfucture we identify more market oriented and loosely coupled arrangements in a wide scale from semi-hierarchies to almost open markets. We could also have this dimension as a scale from centralized to decentralized control. The various compass points represent four totally different forms of strategic development. The behaviors in the different development directions can also be attributed metaphoricly in order to clearify the way we see them. In their pure forms, they have the following significance:

Healthcare in the North West - The "clan"

The "clan" is the extrovert organization based on environmental exchange. The North West healthcare organization is a characteristically integrated organization. Activities are governed by plans and budget directives. The basis for the decisions is a patient-oriented ambition. In various ways, using different techniques, through systematized experience and enquiries, the health care requirement of different physical areas is determined, whereupon decisions are made regarding the allocation of resources and the operation and development of the organization.

The North West is, in other words, a very market-sensitive and alert hierarchical organization. Many have tried to create an organization like this, but the question is whether it will ever succeed.

Healthcare in the North East - The "sect"

The "sect" is the introvert organization based on institutionalized beliefs. Healthcare in the North East is characterized by an extensively integrated structure whose healthcare services are offered to the market on the basis of the resources and know-how existing within the organization and with political governance. The salient organizational concept within Swedish healthcare has, for several decades, been this integrated and uniform organization. The objective has been to achieve economies of scale through the planned coordination of various activities. The characteristic feature is a functional division into departments, clinics and hospitals within the framework of an administrative superstructure.

In the extreme case, there exists in this model no link between healthcare requirements and supply. Here we again find classical problems which have often been attributed to planned economies with production problems, where production is more likely to be governed by the flow of materials and access to resources than the needs of people. Based upon various themes, a debate on healthcare is under way in which it is asserted that the range of services in Swedish healthcare is governed by technical production interests rather than actual needs among the population. Some years ago, the National Accounting and Audit Bureau presented a report in which it was asserted that the investment in specialist care in the county councils is in no way proportional to the investment in clinical healthcare, from the point of view of needs (Dagens Nyheter 1991-03-15).

Swedish healthcare organizational compass could generally speaking at present be pointing somewhere between the North East and the North West wisth a pressure from both directions to change course.

Healthcare in the South West- The "friends"

"Friends" come and go. Friendships are enriched by differencens as well as by similarities. Healthcare in the South West is, in its extreme form, utterly related to parallelization of processes and interactional behavior betwen system and patient. It is characterized by a completely free right of establishment; anyone at any time can establish healthcare units. As long as the patients come to the units, revenues are also generated since this healthcare is financed via private insurance systems. The US is probably the country whose healthcare system most resembles that of the South West. However, the misfits in the US system does not nessessarily mean that we would face the same problems should this organizational tendency appear i Sweden as legal systems etc. are quite different.

Healthcare in the South East - The "gang"

The social control in "gangs" is strict and under the control of the gang leader. Group pressures are heavy. Healthcare in the South East is characterized by its activities being conducted by detached units but being governed and controlled by an organization where someone else, eg central levels, decides which type of healthcare is to be conducted and in which way it will take place. In other words, it is not a market-oriented healthcare service in the sense characterizing healthcare in the South West - the operator doesn't have the opportunity to influence the forming or the direction of the healthcare personally.

Even if we don't exactly have any healthcare, beknown to us, that is organized in the same way that can occur in the South East, this is not an uncommon form in business. Different concepts, such as franchising etc, where the forming of the product, as well as the way in which it is produced and sold, is carefully detailed and determined. The independent salesperson of the product is firmly tied to the concept and cannot make modifications, with regard to local market conditions, personally.

With a certain arbitrariness and with a certain propensity for generalization, the various development measures can be located in the above compass.


A: Healthcare towards the "gang" structure

The largest portion of strategic organizational changes can, in our opinion, be attributed to measures that shift healthcare towards the South East. To this group belong performance-related reimbursements to units, purchasing-selling systems of different kinds, the development of performance units and different forms of new and alternative activities.

In the debate, and in the healthcare organizations' own journals, measures like these are often put forward as a move closer to the South West rather than the South East, that the measures are a way, to a greater degree than previously, of market-orienting healthcare. A great deal of money was also invested in the field the development of alternative forms of activity in, eg the Stockholm and Älvsborg County Councils.

It can however be questioned whether it is a step towards network orientation or not. Irrespective of whether a clinic is run privately, co-operatively or internally, the form is no guarantee that the content will change. If the conditions for governance are identical, then the healthcare content will probably be unchanged too. Thus it is not self-evident that a private clinic will be experienced differently by the patient than a county council run clinic. In several of the examples of outside contracting analyzed, the frameworks are so specified and the conditions so exact that a decentralizing of the activities can be spoken of, per se, but not really of going towards a market-oriented organization of activities (Jobring et al 1993).

There exist here, however, differences between different types, a scale going from the performance unit to the individual contractor. The scale shows a tendency, an opening towards the market, when a competition condition is introduced between different contractors. This can open the way for new forms of healthcare and the activity thus being formed, to a greater degree, based upon the needs of the patient than based upon system requirements.

B: Healthcare towards the "clan" structure

The second development tendency that we are able to discern is strategic developments, which move the healthcare organization closer to the North West. To this group belong measures such as the introduction of a population-based distribution of resources, developing the municipality as a basis for division of healthcare activities, The Care of the Elderly Reform and the formation of umbrella County Council Region Associations.

The changes aim to improve the ability of integrated healthcare to meet and detect the needs of the customers/patients. The aim is that the organization will move closer to the people and strengthen the politicians. That the municipalities are assuming the operational responsibility, as well as a population-based distribution of resources, decisions which are strategic, to the extent that they change the organizational structure, but not necessarily the content or form of the governance. They do not however necessarily change the integrated organizational structure and its management philosophy.

C: Healthcare towards the "friendship" structure

The third and concluding development tendency is measures which entail that the organization strives from the North East to the South West, a striving to organize activities together with the demands of the partner or the patients towards the core activity in the specific function. To this we with some hesitation may attach the measures healthcare without borders, development from specialized healthcare to common healthcare departments and the family doctor system.

These examples may be a steps towards the loosly coupled systems we identify as networks as they are not just a change in the forms of technical administration but real changes based upon the view that the consumer/patient is central to the organizing of healthcare.

Much, however, points to the fact that the organizing of healthcare today is done in a traditional way, which means forward towards the patient from the system requirements and instead of, which can sometimes be the impression one gets from the debate, an integration backwards from the demands of the patient into the technical systems. It is rather a question of evolutionary development than radical change.

THE CHANGE PROCESS

After having gone through the organizational changes that healthcare has undergone during recent years, the lasting impression is that the majority of these changes are based upon the traditional working perspective and are more likely to be based upon internal demands for change than on new and differentiated patient and collaboration relations. Such recreating measures have been, for example, contracting activities out while at the same time the contractor's scope of action to work in accordance with his/her own prerequisites has been powerfully restricted and regulated in detail.

Contracting activities out and then governing in the traditional way, sequentially and cost-oriented, means that contracts become long-winded and that the rationalization potential which exists in utilizing the partner's unique capability is not made use of.

It would also seem that considerable observation rights and specified reporting requirements were demanded from the manufacturer to the commissioner at the cost of result evaluation. Coordination takes place, as previously, at central planning levels regardless of whether the units are operated under private, municipal or state direction.

The expressed striving for decentralization and multiplicity has, in practice, been in the opposite relationship with unchanged forms of management. The measures mentioned earlier are a step in the direction of a disintegrated form of the healt care organization, but has been introduced as a homogeneous concept instead of emphasizing the differences in the healthcare system and the contract situations. The homogeneous models for introducing such an organization into municipalities and county councils thus suffer from the defect that they are homogeneous and that the rapid coverage of many functions at once is being striven after. Contract relations are instead built up over long periods of time and are dynamic. It cannot be expected that a market of manufacturers will spring up overnight, providing the commissioner with choice. The demand for efficiency and cost rationalization is, furthermore, being focused upon individual units instead of upon natural streams and processes, creating a retention of the hierarchical principles.

A series of new forms of activity have come about within health care. Performance units, outside contractors, inside contractors came about to create competition and multiplicity, commitment and efficiency. Staff and contractors were approached and offered the running of the activities. Tenders were solicited from healthcare units and contracts were developed. All these measures have been carried out within the framework of centralized resources and control systems. Thus, the healthcare apparatus is still basically a professional bureaucracy (Mintzberg 1983). Network organization is thus being approached backwards, so to speak, by recreating what exists instead of finding genuinely new outlooks on governance. The first step was putting rationalization demands on the units instead of identifying natural and different streams. In this way, cost cuts are certainly obtained but the service is hardly better.

Thus, when new organizational structures are introduced, the natural procedure is, with a rational outlook, to begin with the strategic exterior of the organization, then methodically tying up the forms of operation. Within healthcare, much has been done vice versa. The first step was alternative forms of operation but without the connections with the strategic requirements for differentiated service. The lack of a clearly articulated direction within the organization has thus impeded the opportunities for implementing the shaping of a new organization.

The very prerequisite and departure point for organizing a network is primarily having an insight into what the market demands, doing an analysis of how to concentrate the in-house activities in order to later seek solutions of how to link up units and outside contracting to the activities. Clearly, such questions have seldom or never been asked. Knowledge of how to, for example, create relations, new concepts and link partners has not been built up during the development phases and has not been evaluated in subsequent phases of reorganization attempts.

In processes of change, representatives for, and investments in, the existing healthcare organizations are thus often obstacles to rejuvenation. They constitute a defence for know-how and security in the lasting and familiar system, as opposed to the new and unfamiliar. Behind every organization, there always exist more or less conscious outlooks and strategies that are formed in accordance with the values and social prerequisites of a certain period. An organization is thus always an historic product manifested in the form of institutionalized values. It is therefore more suited to meeting demands that have existed than those that are expected to come.

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